Spectacles and Contact Lenses in Keratoconus

Spectacles may be used in early keratoconic cases. It is often difficult to achieve satisfactory spectacle vision because of various disease factors, such as high irregular astigmatism and significant anisometropia. Contact lenses, on the other hand, can offer satisfactory vision by addressing refractive errors and anterior cornea irregularities in keratoconic patients [22].

The type of contact lenses prescribed depends on the stage of keratoconus [23]. Soft lenses, soft toric, or custom soft toric contact lenses may be adequate early in the disease to correct myopia, regular astigmatism, and mildly irregular astigmatism. As the disease progresses, rigid gas-permeable (RGP) lenses or various specialized lenses, such as hybrid lenses, piggyback, or scleral lenses, may be required [23].

Soft corneal contact lenses offer adequate vision, sufficient tear exchange, corneal oxygenation along with ease of handling and low rates of infection if handled properly. RGPs offer better vision than soft lenses in more advanced cases but are often associated with discomfort and foreign body sensation, difficulty with centration of the optics in highly decentered cone apices, and the inability of the lens to be properly fitted in some advanced cases [24].

Recent developments in lens material and design, however, have addressed these problems. In cases of RGP intolerance, both piggyback lens combination and hybrid lenses can improve wearing time [25]. The piggyback approach incorporates a corneal RGP lens over a soft silicone hydrogel lens, combining increased patient comfort with adequate visual performance. For example, a soft lens with high positive power (4D) improves centration of a rigid lens in case of a sagging cone.

Hybrid lenses consist of a central RGP lens and a soft peripheral skirt lens [25], thus combining the visual performance of a rigid lens with the comfort and stability of a soft lens. Scleral lenses are often reserved for advanced cases. Current scleral lenses offer good visual performance and comfort [26].

Advanced high oxygen-permeable lens materials and unique designs allow higher corneal oxygen supply and tear exchange. Customization has been advocated by the use of anterior segment OCT and various forms of corneoscleral profile measurement instruments, greatly improving lens tolerance and visual outcomes [27].

Intrastromal Corneal Ring Segments

Intrastromal corneal ring segments (ICRS) are medical devices made of synthetic material designed to alter the morphology and refractive power of the cornea. ICRS implantation is a safe and reversible technique that can achieve corneal flattening and improved visual outcomes. Several factors such as the type of ICRS, the insertion technique, and patient selection contribute to the final outcome [28].

Different types of ICRS are currently available, offering a variety in thickness, diameter, and ICRS profile (Table 3). Proper selection of the ICRS depends mainly on the refractive error, corneal thickness, and keratometry readings of the keratoconic patient. Smaller ring diameters offer increased flattening effects and are often used in patients with higher refractive errors [29].

Table 3 Characteristics of different types of ICRS Full size table

Proper patient selection is crucial to the final visual outcome of ICRS implantation. There are no general guidelines but most authors agree that patients should meet the following criteria:

Corrected distance visual acuity below 0.9 in the decimal score

Intolerance to contact lens use

Absence of cornea scarring

The creation of channels deep into the cornea (70–80% of total corneal thickness), where the segments will be inserted, can be achieved either by the mechanical technique or the use of femtosecond laser [30]. Femtosecond laser tunnel creation has enhanced safety in ICRS implantation by ensuring an accurate and precise depth of implantation and reducing the risk of operative and postoperative complications.

To date, there are no established nomograms for the procedure and most researchers use empirical data and subjective analysis. The number of segments implanted, the location of insertion, and the use of multiple segments of different styles vary among studies. Regarding the number of segments, Alio et al. reported that the number of implanted segments should be decided according to the topographic pattern of the keratoconus: in cases of central cones implantation of two segments offers optimum results, while in cases of inferior steepening one implant should suffice [31]. Siganos et al. reported satisfactory visual results after implantation of two segments of 160° arc length while adjusting the thickness according to the patient’s refractive error [32].

Likewise, there is no agreement concerning the location of the implant. Some authors report better visual outcomes when the corneal incision is made on the temporal side of the cornea, whereas others believe that the incision should be performed in the steepest meridian [31, 33].

Most authors report satisfactory results after ICRS implantation in terms of visual acuity and optical quality. It seems that patients with poor visual acuity at the time of surgery are more likely to benefit from the procedure [34, 35]. Furthermore, long-term results seem to depend on disease progression at the time of surgery, with stable forms demonstrating favorable outcomes over a longer period of time [35].

Keratoplasty: Penetrating Keratoplasty (PK)—Deep Anterior Lamellar Keratoplasty (DALK)

Until recently, PK has been the treatment of choice for advanced forms of keratoconus. However, improvements in operative techniques have increased the popularity of DALK. The advantages of DALK over classic PK consist of lower rates of graft rejection, endothelial cell preservation, avoidance of an open-sky procedure, and shorter period of postoperative instillation of steroid agents, leading to lower incidence of postoperative cataract and glaucoma formation [36]. On the contrary, limitations of the method include the demanding surgical skills required for the performance of the DALK technique and the fact that it cannot be easily applied in corneas with scars, neovascularization, or previous hydrops [37].

Despite the popularity of DALK amongst corneal surgeons for keratoconus, there is a paucity of high-quality randomized controlled trials (RCTs) comparing the two techniques. The existing evidence confirms reduced rejection and refractive astigmatism with DALK but better visual outcomes with PK [38]. However, it seems that DALK properly performed provides the same visual outcomes as PK. In studies where reported DALK visual outcomes were inferior to PK, this discrepancy has been attributed to incomplete stromal dissection and residual stroma over the Descemet membrane (DM). The poor visual outcomes seem to depend on the depth of the dissection (not revealing a bare DM), rather than the regularity and smoothness of the residual stromal bed [38] as shown in a recent study which compared femtosecond laser-assisted descemetic and predescemetic lamellar keratoplasty [39].

Concerning complication rates, reported incidences of penetrating keratoplasty graft rejection range from 2.3% to 68% [40,41,42], though graft failure rate in these eyes tend to be less, thanks to immediate application of corticosteroid therapy [40]. DALK, on the other hand, spares transplantation of the endothelium, thus eliminating the possibility of endothelium rejection. However, epithelial, stromal, and mixed epithelial and stromal graft rejection can occur at a rate of 8–10% [43, 44]. Graft survival is projected to be longer with DALK [38]. Borderie et al. using a joint regression model predicted an average life span for PK grafts of 17.9 years, compared to 49 years with DALK [45]. The most common complication in DALK surgery is perforation of the Descemet membrane during surgery [46]. The risk is less in elderly patients, who tend to have a thicker Descemet membrane. Depending on the stage of the surgery it may be necessary to convert to PK. Several authors have addressed the problem and proposed variations in the technique that reduce the rate of this complication [47, 48]. Recently, the creation of tunnels using femtosecond laser as a pretreatment for the creation of a big bubble has been proposed by Diakonis et al. [49], while Siebelmann et al. reported the increased safety of intraoperative use of OCT in DALK [50].

Femtosecond laser (FSL) application has shown promise in improving postoperative outcomes in both techniques [51, 52]. In PK, the FSL can achieve a greater precision in cutting either the donor or the recipient cornea, minimizing misalignments and increasing the stability of the wound [51]. Furthermore, FSL can be used to create different wound configurations, not achievable with conventional trephine techniques, such as the top-hat, mushroom, or zig-zag configurations [52]. Reduced postoperative astigmatism and increased wound healing may be achieved in this way. However, reports are conflicting. Farid et al. [51] compared 49 eyes of 43 patients that underwent FSL-assisted zig-zag incision pattern PK vs 17 eyes of 14 patients that underwent conventional Barron suction trephination PK. They found that the greatest difference in astigmatism was observed at month 1, followed by month 3, when the average astigmatism was 4.5 D in the conventional group vs 3.0 D in the FSL group. On the other hand, Daniel et al. [53] found no significant difference in the refractive and visual outcomes after FSL-assisted PK compared with the guided trephine system keratoplasty. Most authors agree that FSL-assisted PK enables faster and more stable wound healing, allowing earlier complete suture removal than conventional PK. Nevertheless, the long-term refractive outcomes of the two techniques seem to be the same.

The use of the FSL in DALK allows the creation of accurate lamellar incisions and side cuts, facilitating the use of scissors to cut residual stroma from Descemet membrane and allowing a more secure wound closure and earlier suture removal [54].

Corneal Cross-Linking

The introduction of cornea cross-linking (CXL) in the late 1990s has significantly altered the management of keratoconic patients [55]. Recent studies report a significant reduction in the annual number of keratoplasties performed after CXL introduction [56, 57]. Most studies report a greater than 90% success rate in stabilization of keratoconus progression after CXL application [55].

In order to achieve a strengthening effect of corneal tissue and arrest keratoconus progression, the use of riboflavin (vitamin B2) is combined with ultraviolet A (UV-A) irradiation. Riboflavin plays the role of a photosensitizer in the photopolymerization process and when combined with UV-A irradiation increases the formation of intrafibrillar and interfibrillar carbonyl-based collagen covalent bonds through a molecular process that has still not been completely elucidated [58]. The effect of corneal cross-linking can be identified as a demarcation line observed during slit lamp examination and on anterior segment OCT. Many researchers believe that this demarcation line may act as an indicator of treatment depth and extent [59].

The standard Dresden protocol includes removal of the central 8–10 mm of the epithelium and application of a riboflavin solution (0.1% riboflavin-5-phosphate and 20% dextran T-500) to the corneal surface 30 min before irradiation and at 5-min intervals during the course of a 30-min exposure to 370-nm UV-A with an irradiance of 3 mW/cm2 [60]. Several other protocols have been proposed that either maintain corneal epithelium or reduce exposure time as described below.

A number of studies have shown the beneficial results of CXL treatment in keratoconus in terms of visual acuity and topographic indices [21, 61,62,63,64,65,66]. A prospective clinical trial by Hersh et al. demonstrated improvement in visual acuity and maximum keratometry in patients with progressive keratoconus [21]. Vinciguerra et al. reported improvement in corneal and total wavefront aberrations as well as in uncorrected and corrected visual acuity after a 12-month follow-up following CXL [61]. Wittig-Silva et al. in their prospective, randomized trial reported statistically significant flattening of the steepest simulated keratometry value and improved visual acuity [63]. Interestingly, the effect of CXL treatment seems to extend beyond the first months of surgery with long-term follow-ups showing that corneal flattening continued for up to several years after treatment [64,65,66]. Preoperative factors that predict cross-linking efficacy have not been clearly established, though it seems that steep corneas with preoperative keratometry values greater than 58 D and eccentric cone location have higher complication rates [67].

In terms of safety, proper application of the Dresden protocol in patients with corneal thickness of at least 400 μm is considered a safe procedure [68]. It should be noted that corneal thickness measurements should be attained after epithelial removal and prior to application of riboflavin and UV-A light exposure in order to prevent UV toxicity to the endothelium. The use of hypoosmolar riboflavin is indicated in patients with borderline corneal thickness to swell the tissue, though there are some concerns about increased endothelial toxicity and reduced treatment efficacy. The majority of CXL complications arise from epithelial debridement; these include infection, sterile infiltrates, delayed re-epithelialization, corneal edema, and corneal haze [67].

CXL Plus

Corneal cross-linking has proven over the years to be an effective and safe procedure in arresting keratoconus progression and increasing corneal resistance. However, visual rehabilitation for ectatic corneas also requires improvement in corneal curvature irregularity and reduction of the residual refractive error. Several adjuvant therapies in combination with CXL treatment have been proposed to not only arrest progression of keratoconus but also improve functional vision and delay or even prevent keratoplasty. The term “CXL plus,” introduced in 2011 by Kymionis, refers to the several combined refractive procedures studied to enhance the CXL result [69].

CXL with topography-guided photorefractive keratectomy (PRK) was the first combined CXL treatment performed with the use of the excimer laser. Several variations of the technique have been proposed since, related to the timing of the two procedures (simultaneous or sequential), maximal recommended ablation depth, and the use of mitomycin C [70,71,72,73].

Regarding the sequence of the procedures, Kanellopoulos in his comparative study showed that same-day simultaneous topography-guided PRK followed by CXL is more effective than sequential CXL with delayed (6 months or more) PRK in the visual rehabilitation of ectasia [70]. The combination of treatments proposed by his team included sequential excimer laser epithelial debridement (50 µm), partial topography-guided excimer laser stromal ablation, and high-fluence ultraviolet-A irradiation (10 mW/cm2), accelerated (10 min) CXL (Athens protocol) [71]. In a recent attempt to incorporate cyclorotation compensation in customized topography-guided treatments the sequence of procedures has been slightly altered with partial PRK being performed before the phototherapeutic keratectomy (PTK) step (enhanced Athens protocol) [72].

Regarding mitomycin C use following PRK, Kanellopoulos used mitomycin C 0.02% for 20 s [70]. On the other hand, Kymionis et al. avoided using mitomycin C based on the hypothesis that cross-linking of the ablated stroma offers the advantage of depopulating keratocytes in the anterior stroma, which could reduce the possibility of haze formation [73].

Anterior cornea remodeling and regression of anterior cornea irregularities with transepithelial phototherapeutic keratectomy (t-PTK) prior to CXL application has proven to be a valuable alternative to mechanical debridement of cornea epithelium. The Cretan protocol that first described the technique and several other subsequent studies showed improved visual and refractive outcomes [74, 75]. A potential explanation for the improved results is that performing t-PTK in eyes with keratoconus allows excimer laser ablation to remove corneal epithelium along with corneal stromal tissue on the apex of the cone, thus regularizing the anterior corneal surface and improving the efficacy of cross-linking [74].

The combination treatment of corneal cross-linking and ICRS offers not only stabilization of keratoconus but also improvement in visual and topographic outcomes in patients with keratoconus. There are several reports of promising results [76, 77] with the combined treatment, although some studies found that the synergistic effect did not prove superior to ICRS implantation alone. For example, Cakir et al. [78] and Ferenczy et al. [79] could not demonstrate superiority of combined ICRS and CXL treatment over ICRS treatment alone.

Cornea cross-linking can be performed before, during, or after ICRS implantation, but the ideal sequence and timing of this combination are still uncertain. Liu et al. retrospectively examined 41 eyes that were divided into three groups. Group 1 underwent sole ICRS implantation, group 2 underwent ICRS first followed by CXL immediately after, and group 3 underwent CXL first followed by ICRS long after. No significant differences were found among these three groups [80]. On the contrary, in a prospective randomized study, Coskunseven et al. showed that ICRS placement, followed by CXL, led to statistically superior keratometric, refractive, and visual outcomes than CXL followed by ring implantation [81].

Phakic intraocular lens (PIOL) implantation in addition to CXL is another alternative combined treatment of keratoconus performed to optimize the CXL outcome. Three types of PIOL are currently available for intraocular refractive correction: angle supported, iris fixated, and posterior chamber IOL. Although preliminary results are promising [82,83,84,85], long-term randomized comparative prospective studies with large cohorts are needed to evaluate the stability and potential complications of the procedure and to propose alternative treatments in cases of keratoconus progression and refractive change.

Treatments that combine cross-linking with corneal ring segments and PRK have also shown promising results. Combined treatments have shown significantly improved uncorrected distance visual acuity, corrected distance visual acuity, and central keratometry value, and consequently visual function, in patients with moderate keratoconus [86,87,88,89,90,91]. Long-term follow-up will be important in these patients to determine the stability of visual outcomes.

Accelerated Cross-Linking

Given the favorable ectasia-stabilizing results with cornea cross-linking therapy, clinical efforts are aimed at optimizing the procedure’s treatment time, intra- and postoperative comfort, and efficacy.

For example, accelerated CXL using higher irradiance UV-A to shorten the amount of time necessary to deliver the equivalent total energy dose is a new alternative [92, 93]. This technique is based on the Bunsen-Roscoe law of photochemical reciprocity. That is, the same photochemical effect can be achieved by delivering a similar total energy over a shorter period of time.

Several recent in vivo studies using different protocols showed the procedure to be safe and effective in stopping ectasia progression (Table 4). Yıldırım et al. compared 74 eyes treated with intended UV-A radiance of 5.4 J/cm2 and 72 eyes treated with radiance of 7.2 J/cm2 and found similar refractive and topographic outcomes in the two groups [94]. Alnawaiseh et al. used an 18 mW/cm2 for a 5-min protocol on 28 eyes with mean follow-up time of 21.7 months reporting effective halting of keratoconus progression [95]. Tomita et al. examined two different riboflavin application times (15 and 30 min) [96]. In this study, both protocols had similar outcomes relative to conventional CXL. Regarding the safety and the recovery time following the procedure, both Ozgurhan et al. and Hashemian et al. found less sub-basal nerve disruption using the accelerated protocols [97, 98].

Table 4 Comparative randomized control trials between accelerated cross-linking protocols vs the Dresden protocol Full size table

Some investigators have observed a shallower postoperative demarcation line, indicating reduced riboflavin penetration and CXL treatment depth [106]. However, Kymionis et al. using modified accelerated protocols (18 mW/cm2 for 7 min and 9 mW/cm2 for 14 min) found no difference in the depth of the demarcation line in comparison to standard CXL [107]. Despite the controversies regarding the efficacy of accelerated cross-linking, the technique has been gaining popularity over the last few years. The protocol which will provide optimum results is still under investigation.

Keratoconus Treatment Algorithm

To date, there are no specific guidelines on keratoconus management. Several treatment modalities are available and the selection of the optimum therapy depends on the patient’s cornea parameters and the rate of keratoconus progression.

In patients with advanced forms of keratoconus (stage IV according to Amsler–Krumeich classification), the indicated treatment methods are deep anterior lamellar keratoplasty or penetrating keratoplasty [41, 42]. As previously mentioned, several parameters such as corneal thickness, corneal steepness, endothelial cells dysfunction, crystalline lens opacities, patient’s age, and corneal scarring need to be considered before selection of the optimal surgical procedure [42].

In less advanced keratoconic cases (corneal thickness above 400 μm with transparent cornea) (stage I, II, III), management of the patient depends on four factors: the age, the stability of the disease, the spectacles or contact lens tolerance, and the degree of corneal irregularity. In stable cases, if the visual function with spectacles or contact lenses is satisfactory, there is no need for surgical intervention and the patients should be advised to avoid eye rubbing and topical antihistaminic agents could be prescribed (Fig. 1). Patients should undergo thorough ophthalmological evaluation (including corneal topography) every 6 months, especially the young patients in whom the disease is characterized by more rapid progression [4].

Fig. 1 Keratoconus treatment algorithm. VA visual acuity, RGP rigid gas-permeable lens, DALK deep anterior lamellar keratoplasty, PK penetrating keratoplasty, CL contact lens, Sp spectacle, CXL cornea cross-linking, PRK photorefractive keratectomy, RLE refractive lens exchange Full size image

On the contrary, in stable keratoconic cases with contact lens or spectacle intolerance (due to irregular astigmatism, anisometropia, or high refractive error), the optimal treatment modality is the combination of CXL with transepithelial phototherapeutic keratectomy (t-PTK) and/or topo-guided photorefractive keratectomy in order to regularize the corneal surface without destabilizing the disease status (Fig. 1) [70, 74]. Alternatively, corneal irregularity may be surgically improved by insertion of intrastromal corneal ring segments (in patients with irregular astigmatism and corneal thickness not suitable for laser ablation), while in older patients with stable disease, high refractive error, and irregular astigmatism, phakic IOL should be considered [33, 108]. Pseudophakic toric intraocular lens implantation is a satisfactory option in eyes with stable, mild to moderate keratoconus, and cataract [109], while in patients older than 50, clear lens surgery with posterior chamber lens implantation is an effective alternative (Fig. 1).

In cases where progression of the disease is established topographically with or without corneal thinning, CXL treatment is proposed for the stabilization of the ectatic disease (Fig. 1). In patients with increased corneal irregularity and contact lens or spectacle intolerance a combination of CXL with additional refractive procedures could be considered in order to provide both corneal stability and functional vision. More specifically, CXL may be combined with t-PTK and/or PRK wherever the corneal irregularity may be improved with laser ablation techniques, provided that after ablation and before CXL, the corneal thickness remains over 400 μm [70, 74]. Alternatively, in patients who do not meet the safety limits regarding corneal thickness for laser procedure, ICRS could be used to reshape the cornea and reduce the refractive error followed by CXL in order to achieve corneal stability [81]. In cases with high refractive errors (myopia and regular astigmatism), performance of CXL may be followed by insertion of Phakic IOL with an interval time of 6–12 months (Fig. 1) [83].