The Ideal of Progress

Until the Scientific Revolution most human cultures did not believe in progress. They thought the golden age was in the past, and that the world was stagnant, if not deteriorating. Strict adherence to the wisdom of the ages might perhaps bring back the good old times, and human ingenuity might conceivably improve this or that facet of daily life. However, it was considered impossible for human know-how to overcome the world’s fundamental problems. If even Muhammad, Jesus, Buddha and Confucius – who knew everything there is to know – were unable to abolish famine, disease, poverty and war from the world, how could we expect to do so?

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Many faiths believed that some day a messiah would appear and end all wars, famines and even death itself. But the notion that humankind could do so by discovering new knowledge and inventing new tools was worse than ludicrous – it was hubris. The story of the Tower of Babel, the story of Icarus, the story of the Golem and countless other myths taught people that any attempt to go beyond human limitations would inevitably lead to disappointment and disaster.

When modern culture admitted that there were many important things that it still did not know, and when that admission of ignorance was married to the idea that scientific discoveries could give us new powers, people began suspecting that real progress might be possible after all. As science began to solve one unsolvable problem after another, many became convinced that humankind could overcome any and every problem by acquiring and applying new knowledge. Poverty, sickness, wars, famines, old age and death itself were not the inevitable fate of humankind. They were simply the fruits of our ignorance.

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A famous example is lightning. Many cultures believed that lightning was the hammer of an angry god, used to punish sinners. In the middle of the eighteenth century, in one of the most celebrated experiments in scientific history, Benjamin Franklin flew a kite during a lightning storm to test the hypothesis that lightning is simply an electric current. Franklin’s empirical observations, coupled with his knowledge about the qualities of electrical energy, enabled him to invent the lightning rod and disarm the gods.

Poverty is another case in point. Many cultures have viewed poverty as an inescapable part of this imperfect world. According to the New Testament, shortly before the crucifixion a woman anointed Christ with precious oil worth 300 denarii. Jesus’ disciples scolded the woman for wasting such a huge sum of money instead of giving it to the poor, but Jesus defended her, saying that ‘The poor you will always have with you, and you can help them any time you want. But you will not always have me’ (Mark 14:7). Today, fewer and fewer people, including fewer and fewer Christians, agree with Jesus on this matter. Poverty is increasingly seen as a technical problem amenable to intervention. It’s common wisdom that policies based on the latest findings in agronomy, economics, medicine and sociology can eliminate poverty.

And indeed, many parts of the world have already been freed from the worst forms of deprivation. Throughout history, societies have suffered from two kinds of poverty: social poverty, which withholds from some people the opportunities available to others; and biological poverty, which puts the very lives of individuals at risk due to lack of food and shelter. Perhaps social poverty can never be eradicated, but in many countries around the world biological poverty is a thing of the past.

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Until recently, most people hovered very close to the biological poverty line, below which a person lacks enough calories to sustain life for long. Even small miscalculations or misfortunes could easily push people below that line, into starvation. Natural disasters and man-made calamities often plunged entire populations over the abyss, causing the death of millions. Today most of the world’s people have a safety net stretched below them. Individuals are protected from personal misfortune by insurance, state-sponsored social security and a plethora of local and international NGOs. When calamity strikes an entire region, worldwide relief efforts are usually successful in preventing the worst. People still suffer from numerous degradations, humiliations and poverty-related illnesses, but in most countries nobody is starving to death. In fact, in many societies more people are in danger of dying from obesity than from starvation.

The Gilgamesh Project

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Of all mankind’s ostensibly insoluble problems, one has remained the most vexing, interesting and important: the problem of death itself. Before the late modern era, most religions and ideologies took it for granted that death was our inevitable fate. Moreover, most faiths turned death into the main source of meaning in life. Try to imagine Islam, Christianity or the ancient Egyptian religion in a world without death. These creeds taught people that they must come to terms with death and pin their hopes on the afterlife, rather than seek to overcome death and live for ever here on earth. The best minds were busy giving meaning to death, not trying to escape it.

That is the theme of the most ancient myth to come down to us – the Gilgamesh myth of ancient Sumer. Its hero is the strongest and most capable man in the world, King Gilgamesh of Uruk, who could defeat anyone in battle. One day, Gilgamesh’s best friend, Enkidu, died. Gilgamesh sat by the body and observed it for many days, until he saw a worm dropping out of his friend’s nostril. At that moment Gilgamesh was gripped by a terrible horror, and he resolved that he himself would never die. He would somehow find a way to defeat death. Gilgamesh then undertook a journey to the end of the universe, killing lions, battling scorpion-men and finding his way into the underworld. There he shattered the mysterious “stone things” of Urshanabi, the ferryman of the river of the dead, and found Utnapishtim, the last survivor of the primordial flood. Yet Gilgamesh failed in his quest. He returned home empty-handed, as mortal as ever, but with one new piece of wisdom. When the gods created man, Gilgamesh had learned, they set death as man’s inevitable destiny, and man must learn to live with it.

Disciples of progress do not share this defeatist attitude. For men of science, death is not an inevitable destiny, but merely a technical problem. People die not because the gods decreed it, but due to various technical failures – a heart attack, cancer, an infection. And every technical problem has a technical solution. If the heart flutters, it can be stimulated by a pacemaker or replaced by a new heart. If cancer rampages, it can be killed with drugs or radiation. If bacteria proliferate, they can be subdued with antibiotics. True, at present we cannot solve all technical problems. But we are working on them. Our best minds are not wasting their time trying to give meaning to death. Instead, they are busy investigating the physiological, hormonal and genetic systems responsible for disease and old age. They are developing new medicines, revolutionary treatments and artificial organs that will lengthen our lives and might one day vanquish the Grim Reaper himself.

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Until recently, you would not have heard scientists, or anyone else, speak so bluntly. ‘Defeat death?! What nonsense! We are only trying to cure cancer, tuberculosis and Alzheimer’s disease,’ they insisted. People avoided the issue of death because the goal seemed too elusive. Why create unreasonable expectations? We’re now at a point, however, where we can be frank about it. The leading project of the Scientific Revolution is to give humankind eternal life. Even if killing death seems a distant goal, we have already achieved things that were inconceivable a few centuries ago. In 1199, King Richard the Lionheart was struck by an arrow in his left shoulder. Today we’d say he incurred a minor injury. But in 1199, in the absence of antibiotics and effective sterilisation methods, this minor flesh wound turned infected and gangrene set in. The only way to stop the spread of gangrene in twelfth-century Europe was to cut off the infected limb, impossible when the infection was in a shoulder. The gangrene spread through the Lionheart’s body and no one could help the king. He died in great agony two weeks later.

As recently as the nineteenth century, the best doctors still did not know how to prevent infection and stop the putrefaction of tissues. In field hospitals doctors routinely cut off the hands and legs of soldiers who received even minor limb injuries, fearing gangrene. These amputations, as well as all other medical procedures (such as tooth extraction), were done without any anaesthetics. The first anaesthetics – ether, chloroform and morphine – entered regular usage in Western medicine only in the middle of the nineteenth century. Before the advent of chloroform, four soldiers had to hold down a wounded comrade while the doctor sawed off the injured limb. On the morning after the battle of Waterloo (1815), heaps of sawn-off hands and legs could be seen adjacent to the field hospitals. In those days, carpenters and butchers who enlisted to the army were often sent to serve in the medical corps, because surgery required little more than knowing your way with knives and saws.

In the two centuries since Waterloo, things have changed beyond recognition. Pills, injections and sophisticated operations save us from a spate of illnesses and injuries that once dealt an inescapable death sentence. They also protect us against countless daily aches and ailments, which premodern people simply accepted as part of life. The average life expectancy jumped from around twenty-five to forty years, to around sixty-seven in the entire world, and to around eighty years in the developed world.

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Death suffered its worst setbacks in the arena of child mortality. Until the twentieth century, between a quarter and a third of the children of agricultural societies never reached adulthood. Most succumbed to childhood diseases such as diphtheria, measles and smallpox. In seventeenth-century England, 150 out of every 1,000 newborns died during their first year, and a third of all children were dead before they reached fifteen. Today, only five out of 1,000 English babies die during their first year, and only seven out of 1,000 die before age fifteen.

We can better grasp the full impact of these figures by setting aside statistics and telling some stories. A good example is the family of King Edward I of England (1237–1307) and his wife, Queen Eleanor (1241–90). Their children enjoyed the best conditions and the most nurturing surroundings that could be provided in medieval Europe. They lived in palaces, ate as much food as they liked, had plenty of warm clothing, well-stocked fireplaces, the cleanest water available, an army of servants and the best doctors. The sources mention sixteen children that Queen Eleanor bore between 1255 and 1284:

1. An anonymous daughter, born in 1255, died at birth.

2. A daughter, Catherine, died either at age one or age three.

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3. A daughter, Joan, died at six months.

4. A son, John, died at age five.

5. A son, Henry, died at age six.

6. A daughter, Eleanor, died at age twenty-nine.

7. An anonymous daughter died at five months.

8. A daughter, Joan, died at age thirty-five.

9. A son, Alphonso, died at age ten.

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10. A daughter, Margaret, died at age fifty-eight.

11. A daughter, Berengeria, died at age two.

12. An anonymous daughter died shortly after birth.

13. A daughter, Mary, died at age fifty-three.

14. An anonymous son died shortly after birth.

15. A daughter, Elizabeth, died at age thirty-four.

16. A son, Edward.

The youngest, Edward, was the first of the boys to survive the dangerous years of childhood, and at his father’s death he ascended the English throne as King Edward II. In other words, it took Eleanor sixteen tries to carry out the most fundamental mission of an English queen – to provide her husband with a male heir. Edward II’s mother must have been a woman of exceptional patience and fortitude. Not so the woman Edward chose for his wife, Isabella of France. She had him murdered when he was forty-three.

To the best of our knowledge, Eleanor and Edward I were a healthy couple and passed no fatal hereditary illnesses on to their children. Nevertheless, ten out of the sixteen – 62 per cent – died during childhood. Only six managed to live beyond the age of eleven, and only three – just 18 per cent – lived beyond the age of forty. In addition to these births, Eleanor most likely had a number of pregnancies that ended in miscarriage. On average, Edward and Eleanor lost a child every three years, ten children one after another. It’s nearly impossible for a parent today to imagine such loss.

How long will the Gilgamesh Project – the quest for immortality – take to complete? A hundred years? Five hundred years? A thousand years? When we recall how little we knew about the human body in 1900, and how much knowledge we have gained in a single century, there is cause for optimism. Genetic engineers have recently managed to double the average life expectancy of Caenorhabditis elegans worms. Could they do the same for Homo sapiens? Nanotechnology experts are developing a bionic immune system composed of millions of nano-robots, who would inhabit our bodies, open blocked blood vessels, fight viruses and bacteria, eliminate cancerous cells and even reverse ageing processes. A few serious scholars suggest that by 2050, some humans will become a-mortal (not immortal, because they could still die of some accident, but a-mortal, meaning that in the absence of fatal trauma their lives could be extended indefinitely).

Whether or not Project Gilgamesh succeeds, from a historical perspective it is fascinating to see that most late-modern religions and ideologies have already taken death and the afterlife out of the equation. Until the eighteenth century, religions considered death and its aftermath central to the meaning of life. Beginning in the eighteenth century, religions and ideologies such as liberalism, socialism and feminism lost all interest in the afterlife. What, exactly, happens to a Communist after he or she dies? What happens to a capitalist? What happens to a feminist? It is pointless to look for the answer in the writings of Marx, Adam Smith or Simone de Beauvoir. The only modern ideology that still awards death a central role is nationalism. In its more poetic and desperate moments, nationalism promises that whoever dies for the nation will forever live in its collective memory. Yet this promise is so fuzzy that even most nationalists do not really know what to make of it.

The Sugar Daddy of Science

We are living in a technical age. Many are convinced that science and technology hold the answers to all our problems. We should just let the scientists and technicians go on with their work, and they will create heaven here on earth. But science is not an enterprise that takes place on some superior moral or spiritual plane above the rest of human activity. Like all other parts of our culture, it is shaped by economic, political and religious interests.

Science is a very expensive affair. A biologist seeking to understand the human immune system requires laboratories, test tubes, chemicals and electron microscopes, not to mention lab assistants, electricians, plumbers and cleaners. An economist seeking to model credit markets must buy computers, set up giant databanks and develop complicated data-processing programs. An archaeologist who wishes to understand the behaviour of archaic hunter-gatherers must travel to distant lands, excavate ancient ruins and date fossilised bones and artefacts. All of this costs money.

During the past 500 years modern science has achieved wonders thanks largely to the willingness of governments, businesses, foundations and private donors to channel billions of dollars into scientific research. These billions have done much more to chart the universe, map the planet and catalogue the animal kingdom than did Galileo Galilei, Christopher Columbus and Charles Darwin. If these particular geniuses had never been born, their insights would probably have occurred to others. But if the proper funding were unavailable, no intellectual brilliance could have compensated for that. If Darwin had never been born, for example, we’d today attribute the theory of evolution to Alfred Russel Wallace, who came up with the idea of evolution via natural selection independently of Darwin and just a few years later. But if the European powers had not financed geographical, zoological and botanical research around the world, neither Darwin nor Wallace would have had the necessary empirical data to develop the theory of evolution. It is likely that they would not even have tried.

Why did the billions start flowing from government and business coffers into labs and universities? In academic circles, many are naive enough to believe in pure science. They believe that government and business altruistically give them money to pursue whatever research projects strike their fancy. But this hardly describes the realities of science funding.

Most scientific studies are funded because somebody believes they can help attain some political, economic or religious goal. For example, in the sixteenth century, kings and bankers channelled enormous resources to finance geographical expeditions around the world but not a penny for studying child psychology. This is because kings and bankers surmised that the discovery of new geographical knowledge would enable them to conquer new lands and set up trade empires, whereas they couldn’t see any profit in understanding child psychology.

In the 1940s the governments of America and the Soviet Union channelled enormous resources to the study of nuclear physics rather than underwater archaeology. They surmised that studying nuclear physics would enable them to develop nuclear weapons, whereas underwater archaeology was unlikely to help win wars. Scientists themselves are not always aware of the political, economic and religious interests that control the flow of money; many scientists do, in fact, act out of pure intellectual curiosity. However, only rarely do scientists dictate the scientific agenda.

Even if we wanted to finance pure science unaffected by political, economic or religious interests, it would probably be impossible. Our resources are limited, after all. Ask a congressman to allocate an additional million dollars to the National Science Foundation for basic research, and he’ll justifiably ask whether that money wouldn’t be better used to fund teacher training or to give a needed tax break to a troubled factory in his district. To channel limited resources we must answer questions such as ‘What is more important?’ and ‘What is good?’ And these are not scientific questions. Science can explain what exists in the world, how things work, and what might be in the future. By definition, it has no pretensions to knowing what should be in the future. Only religions and ideologies seek to answer such questions.

Consider the following quandary: two biologists from the same department, possessing the same professional skills, have both applied for a million-dollar grant to finance their current research projects. Professor Slughorn wants to study a disease that infects the udders of cows, causing a 10 per cent decrease in their milk production. Professor Sprout wants to study whether cows suffer mentally when they are separated from their calves. Assuming that the amount of money is limited, and that it is impossible to finance both research projects, which one should be funded?

There is no scientific answer to this question. There are only political, economic and religious answers. In today’s world, it is obvious that Slughorn has a better chance of getting the money. Not because udder diseases are scientifically more interesting than bovine mentality, but because the dairy industry, which stands to benefit from the research, has more political and economic clout than the animal-rights lobby.

Perhaps in a strict Hindu society, where cows are sacred, or in a society committed to animal rights, Professor Sprout would have a better shot. But as long as she lives in a society that values the commercial potential of milk and the health of its human citizens over the feelings of cows, she’d best write up her research proposal so as to appeal to those assumptions. For example, she might write that ‘Depression leads to a decrease in milk production. If we understand the mental world of dairy cows, we could develop psychiatric medication that will improve their mood, thus raising milk production by up to 10 per cent. I estimate that there is a global annual market of $250 million for bovine psychiatric medications.’

Science is unable to set its own priorities. It is also incapable of determining what to do with its discoveries. For example, from a purely scientific viewpoint it is unclear what we should do with our increasing understanding of genetics. Should we use this knowledge to cure cancer, to create a race of genetically engineered supermen, or to engineer dairy cows with super-sized udders? It is obvious that a liberal government, a Communist government, a Nazi government and a capitalist business corporation would use the very same scientific discovery for completely different purposes, and there is no scientific reason to prefer one usage over others.

In short, scientific research can flourish only in alliance with some religion or ideology. The ideology justifies the costs of the research. In exchange, the ideology influences the scientific agenda and determines what to do with the discoveries. Hence in order to comprehend how humankind has reached Alamogordo and the moon – rather than any number of alternative destinations – it is not enough to survey the achievements of physicists, biologists and sociologists. We have to take into account the ideological, political and economic forces that shaped physics, biology and sociology, pushing them in certain directions while neglecting others.

Two forces in particular deserve our attention: imperialism and capitalism. The feedback loop between science, empire and capital has arguably been history’s chief engine for the past 500 years. The following chapters analyse its workings. First we’ll look at how the twin turbines of science and empire were latched to one another, and then learn how both were hitched up to the money pump of capitalism.

Excerpted from "Sapiens: A Brief History of Humankind" by Yuval Noah Harari. Published by Harpers. Copyright 2015 by Yuval Noah Harari. Reprinted with permission of the publisher. All rights reserved.