The SEC formed the Distributed Ledger Technology Working Group to build expertise; identify emerging risk areas, and coordinate efforts among the SEC’s divisions and offices. The approximately 75 members of the working group also assist in coordination with federal, state, and local law enforcement and regulatory partners and liaising with industry.

SEC Fintech Forum

The SEC hosted a forum to discuss innovation in the financial services industry Nov. 14, 2016, at SEC headquarters in Washington, D.C.

Forum panels discussed issues such as blockchain technology, automated investment advice or robo-advisers, online marketplace lending and crowdfunding, and how they may impact investors.

Webcast Archives

Fintech Forum Webcast Archive Part 1

Fintech Forum Webcast Archive Part 2

Fintech Forum Transcript

Sunshine Act Notice

Press Release Announcing Fintech Forum

Press Release Announcing Fintech Forum Agenda and Panelists