Third Quarter

34-89898 Sep. 16, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities

Comments due: 21 days after publication in the Federal Register

Rebuttal comments due: 35 days after publication in the Federal Register Submit Comments on SR-NYSEArca-2020-46

34-89883 Sep. 16, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-82

34-89869 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E, Managed Portfolio Shares

Comments due: 21 days after publication in the Federal Register Submit Comments on SR-NYSEArca-2020-80

34-89874 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-77

34-89834 Sep. 11, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-54

34-89824 Sep. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Update the Exchange's Source of Data Feeds from MIAX PEARL, LLC

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-83

34-89797 Sep. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020- 81

34-89787 Sep. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-78

34-89741 Sep. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: September 29, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-79

34-89724 Sep. 1, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E

34-89694 Aug. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: September 23, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-76

34-89663 Aug. 25, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares

34-89652 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee

Comments due: September 21, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-74

34-89608 Aug. 19, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E

34-89607 Aug. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges

Comments due: September 14, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-75

34-89584 Aug. 17, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E

34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers

Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03

34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services

Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08

34-89511 Aug. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the Underlying Benchmark for the ProShares Ultra Bloomberg Crude Oil ETF and ProShares UltraShort Bloomberg Crude Oil ETF

Comments due: September 4, 2020 Submit Comments on SR-NYSEArca-2020-72

34-89480 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: September 1, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-69

34-89438 Jul. 31, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF under NYSE Arca Rule 8.601-E

34-89432 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rule 11.6800 Series

Comments due: August 26, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-71

34-89427 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O to Increase Position Limits for Options on Certain Exchange-Traded Funds

Comments due: August 26, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-70

34-89415 Jul. 28, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 10.9217

Comments due: August 24, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-66

34-89412 Jul. 28, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities

34-89387 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Add the Data Source for MEMX

Comments due: August 19, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-67

34-89366 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares

Comments due: August 17, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-61

34-89359 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the NYSE Arca Options Fee Schedule

Comments due: August 17, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-68

34-89310 Jul. 14, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E

Comments due: August 10, 2020

Additional Materials: Exhibit 5

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-59

34-89279 Jul. 9, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares

34-89274 Jul. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges to Adopt Listing and Annual Fees for Actively Managed Proxy Shares Listed under Rule 8.601-E and Managed Portfolio Shares Listed under Rule 8.900-E

Comments due: August 5, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-62

34-89255 Jul. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-64

34-89242 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-60

Second Quarter

34-89197 Jun. 30, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E and 8.900-E

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-56

34-89192 Jun. 30, 2020 Notice of Filing of Amendment No. 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 5, to List and Trade Two Series of Active Proxy Portfolio Shares Issued by the American Century ETF Trust Under NYSE Arca Rule 8.601-E

Comments due: 21 days after publication in the Federal Register Submit Comments on SR-NYSEArca-2019-96

34-89191 Jun. 30, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under NYSE Arca Rule 8.601-E

Comments due: 21 days after publication in the Federal Register Submit Comments on SR-NYSEArca-2019-92

34-89174 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-58

34-89185 Jun. 29, 2020 Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 6, to Adopt NYSE Arca Rule 8.601-E to Permit the Listing and Trading of Active Proxy Portfolio Shares and To List and Trade Shares of the Natixis U.S. Equity Opportunities ETF Under Proposed NYSE Arca Rule 8.601-E

Comments due: 21 days after publication in the Federal Register

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2019-95

34-89127 Jun. 23, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of the Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF under Proposed NYSE Arca Rule 8.601-E

Comments due: July 20, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-51

34-89129 Jun. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Continued Listing and Trading of the WisdomTree Mortgage Plus Bond Fund

Comments due: July 20, 2020 Submit Comments on SR-NYSEArca-2020-57

34-89107 Jun. 19, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend Consolidated Audit Trail Compliance Rules

Comments due: July 16, 2020 Submit Comments on SR-NYSEArca-2020-01

34-89073 Jun. 16, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities

Comments due: July 13, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-46

34-89068 Jun. 15, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Make Certain Changes Regarding the Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund

34-89061 Jun. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume

Comments due: July 9, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-55

34-89057 Jun. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E

34-89038 Jun. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: July 7, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-52

34-89008 Jun. 4, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection

34-88980 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services

Comments due: June 26, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-49

34-88970 May 28, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares

Comments due: June 24, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-48

34-88961 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee

Comments due: June 23, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-47

34-88943 May 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.72-O to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options

Comments due: June 22, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-50

34-88924 May 21, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E

Comments due: June 18, 2020 Submit Comments on SR-NYSEArca-2020-07

34-88912 May 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Representations Relating to the Redemption Procedures Applicable to the Sprott Physical Gold Trust and the Sprott Physical Silver Trust

Comments due: June 17, 2020 Submit Comments on SR-NYSEArca-2020-42

34-88904 May 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19-E

Comments due: June 16, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-43

34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees

Comments due: June 12, 2020

Rebuttal comments due: June 26, 2020

Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08

Comments received are available for SR-NYSEArca-2020-08.

Comments received are available for SR-NYSEArca-2020-15. Submit Comments

34-88873 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume

Comments due: June 10, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-44

34-88837 May 7, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network

Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEAMER-2019-34

34-88833 May 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: June 3, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-39

34-88822 May 6, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund

Comments due: June 2, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-37

34-88812 May 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: June 1, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-38

34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market

Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEAMER-2020-12, SR-NYSECHX-2020-06

34-88764 Apr. 28, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges

Comments due: May 26, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-35

34-88761 Apr. 28, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Modify the Definition of "UTP Derivative Securities Product" and Rule 5.1-E(a) to Incorporate the Modified Definition of "UTP Exchange Traded Product"

Comments due: May 26, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-34

34-88755 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O Relating to the Risk Limitation Mechanism

Comments due: May 22, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-36

34-88737 Apr. 24, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection

Comments due: May 21, 2020

Additional Materials: Exhibit 5

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-31

34-88738 Apr. 24, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E

Comments due: May 21, 2020

Rebuttal comments due: June 4, 2020 Submit Comments on SR-NYSEArca-2020-07

34-88709 Apr. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: May 18, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-33

34-88696 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Comments due: May 15, 2020

Rebuttal comments due: May 29, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-01

34-88648 Apr. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E

Comments due: May 12, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-32

34-88625 Apr. 13, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt NYSE Arca Rule 5.2-E(j)(8) Governing the Listing and Trading of Exchange-Traded Fund Shares

Comments due: May 8, 2020 Submit Comments on SR-NYSEArca-2019-81

34-88621 Apr. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: May 6, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-28

34-88610 Apr. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.

Comments due: May 6, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-30

34-88596 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: May 5, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-29

34-88590 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E

Comments due: May 5, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-25

34-88576 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule

Comments due: May 4, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-27

34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services

Additional File Nos.: SR-NYSE-2020-11, SR-NYSECHX-2020-05, SR-NYSEAMER-2020-10, SR-NYSENAT-2020-08

34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers

Additional File Nos.: SR-NYSE-2020-05, SR-NYSECHX-2020-02, SR-NYSEAMER-2020-05, SR-NYSENAT-2020-03

First Quarter

34-88535 Apr. 1, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E

Comments due: April 28, 2020

Rebuttal comments due: May 12, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2019-92

34-88534 Apr. 1, 2020 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Two Series of Active Proxy Portfolio Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.601-E

Comments due: April 28, 2020

Rebuttal comments due: May 12, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2019-96

34-88533 Apr. 1, 2020 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt NYSE Arca Rule 8.601-E to Permit the Listing and Trading of Active Proxy Portfolio Shares and to List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.601-E

Comments due: April 28, 2020

Rebuttal comments due: May 12, 2020

Additional Materials: Exhibit 5

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2019-95

34-88520 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee

Comments due: April 27, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-26

34-88436 Mar. 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: April 16, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-21

34-88414 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12-E Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt

Comments due: April 14, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-23

34-88404 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust TCW Securitized Plus ETF under NYSE Arca Rule 8.600-E

Comments due: April 13, 2020 Submit Comments on SR-NYSEArca-2020-20

34-88398 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-location Hot Hands Fee

Comments due: April 13, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-22

34-88378 Mar. 13, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E

Comments due:April 9, 2020. Rebuttal comments by April 23, 2020

Rebuttal comments due: 35 days after publication in the Federal Register

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2019-77

34-88369 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31-E (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35-E, 7.36-E, and 7.38-E

Comments due: April 8, 2020

Additional Materials: Exhibit 5

34-88364 Mar. 12, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E

34-88345 Mar. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule

Comments due: April 3, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-18

34-88330 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

34-88319 Mar. 4, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network

Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEAMER-2019-34

34-88284 Feb. 26, 2020 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E

34-88255 Feb. 20, 2020 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E

Comments due: March 18, 2020 Submit Comments on SR-NYSEArca-2019-60

34-88239 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services

Comments due: March 17, 2020

Additional Materials: Exhibit 5

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-15

34-88230 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services

Comments due: March 16, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-13

34-88204 Feb. 13, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Generic Listing Standards for Derivative Securities Products that are Permitted to Operate in Reliance on Rule 6c-11 under the Investment Company Act of 1940

Comments due: March 12, 2020

Rebuttal comments due: March 26, 2020

Additional Materials: Exhibit 4, Exhibit 5 Submit Comments on SR-NYSEArca-2019-81

34-88199 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Rule 8.602-E to Permit the Listing and Trading of Actively Managed Solution Shares and to List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.602-E

34-88198 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Rule 8.602-E to Permit the Listing and Trading of Actively Managed Solution Shares and to List and Trade Two Series of Actively Managed Solution Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.602-E

34-88197 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Rule 8.601-E to Permit the Listing and Trading of Managed Portfolio Securities and to List and Trade Four Series of Managed Portfolio Securities Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E

34-88194 Feb. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: March 12, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-12

34-88182 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: March 11, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-11

34-88181 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges

Comments due: March 11, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-10

34-88170 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections

Comments due: March 10, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-08

34-88066 Jan. 28, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E

34-88031 Jan. 24, 2020 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E

Comments due: February 20, 2020

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-07

34-88009 Jan. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges to Remove the Ineligibility for Certain Discounts

Comments due: February 18, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-06

34-87994 Jan. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce Two New Pricing Tiers, Retail Order Step-Up Tier 3 and Retail Order Step-Up Tier 4

Comments due: February 13, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-05

34-87987 Jan. 16, 2020 Notice of Filing of Proposed Rule Change to Amend the Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Comments due: February 13, 2020

Additional Materials: Exhibit 5

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2020-01

34-87978 Jan. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Lead Market Maker Credit

Comments due: February 12, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-03

34-87963 Jan. 14, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF

Comments due: February 11, 2020 Submit Comments on SR-NYSEArca-2019-51

34-87928 Jan. 9, 2020 Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services in the Mahwah, New Jersey Data Center

Comments due: February 5, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2019-61

34-87917 Jan. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Modify the Annual Fees Applicable to Exchange Traded Products and Managed Fund Shares and Managed Trust Securities

Comments due: February 5, 2020

Additional Materials: Exhibit 5

Comments received are available for this proposal. Submit Comments on SR-NYSEArca-2019-93

34-87901 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Regarding the Floor Broker Prepayment Program

Comments due: February 3, 2020

Additional Materials: Exhibit 5 Submit Comments on SR-NYSEArca-2020-04